SECZ regulates and licenses persons who trade or deal in or manage securities and these include:
- Securities dealers & dealing firms (commonly referred to as stockbrokers)
- Securities Transfer Secretaries
- Securities Custodians
- Securities Investment Advisers
- Securities Investment Managers
- Securities Trustees
- Central Securities Depositories
- Depository Participants
- Securities Exchanges (also known as Stock Exchanges)
- Such other licensees as may be prescribed in rules
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