Capital market operations are governed by the following pieces of Legislation:
- Securities Act [Chapter 24:25]
- Securities Amendment Act, 2013
- Asset Management Act (Chapter 24:26)
- Collective Investment Schemes Act (24:19)
- Statutory Instrument 100 of 2010, Securities (Registration, Licensing and Corporate Governance) Rules, 2010
- Statutory Instrument 63 of 2013, Securities (Central Securities Depositories) Rules
- Statutory Instrument 172 of 1998, Collective Investment Schemes (Internal Schemes) Regulations. Any other rules and regulatory directives that may be issued by SECZ from time to time
- S. I. 163 of 1998 (exemption regulations)
- S. I. 172 of 1998 (internal schemes regulations)
- S. I. 173 of 1998 (advertising of internal schemes regulations)
- S. I. 174 of 1998 (fees regulations)
- S. I. 175 of 1998 (unsolicited calls regulations)
- S. I. 176 of 1998 (Professional schemes regulations)
- Money Laundering and Proceeds of Crime Act (Chapter 9:24)
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