PUBLIC NOTICE NO.LD09/02/12
LICENSING OF SECURITIES INVESTMENT ADVISORS
THE SECURITIES COMMISSION OF ZIMBABWE (SECZ) AND THE ZIMBABWE STOCK EXCHANGE (ZSE) WISH TO ADVISE ALL PERSONS OFFERING INVESTMENT ADVISORY SERVICES TO IMMEDIATELY REGISTER WITH THE SECURITIES COMMISSION OF ZIMBABWE.
WITH EFFECT FROM THE DATE OF PUBLICATION OF THIS NOTICE IN THE LOCAL NEWSPAPERS, THE ZSE SHALL NOT ACCEPT CORPORATE ACTIONS FILED BY INVESTMENT ADVISORS THAT ARE NOT REGISTERED IN TERMS OF THE SECURITIES ACT [CHAPTER 24:25] AND THE SECURITIES (REGISTRATION, LICENSING AND CORPORATE GOVERNANCE) RULES, S.I.100/2010.
IT IS ILLEGAL TO RENDER INVESTMENT ADVICE, AS DEFINED IN THE SECURITIES ACT (CHAPTER 24:25) WITHOUT A VALID LICENCE ISSUED BY THE SECURITIES COMMISSION OF ZIMBABWE.
ALL STAKEHOLDERS ARE ADVISED AND REQUIRED TO DEAL ONLY WITH LICENSED INVESTMENT ADVISORS.
T CHINAMO
CHIEF EXECUTIVE OFFICER
SECURITIES COMMISSION OF ZIMBABWE
E MUNYUKWI
CHIEF EXECUTIVE OFFICER
ZIMBABWE STOCK EXCHANGE
